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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2015-06-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 03/2013 | Present |
| Scott E. Marshall And Associates Wealth Management | Chalfont | PA | 09/2012 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2015 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 2) SCOTT E. MARSHALL & ASSOCIATES WEALTH MANAGEMENT, 100 HYDE PARK, DOYLESTOWN, PA, 02/2023, USING A TRADE NAME/DBA, NIR, 160 HR/MO, 130 HR/MO TRADING. 3) PA NOTARY, 100 Hyde Park, Doylestown PA 18902, 03/2023, Agent, Notary, NIR, 1 HR/MO - 1 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-21 |
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