Gregory Alan Harvey

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 06/2017
  Ccf Investments, Inc.
  Greensboro, GA
• 06/2017 → 11/2019
  Ameritas Investment Corp.
  Lincoln, NE
• 05/2011 → 01/2020
  Capital Choice Financial Services
  Greensboro, GA
• 10/2011 → 10/2019
  Joshua Inn Bed & Breakfast Llc
  Hollister, CA
• 11/2019 → 01/2020
  Corecap Investments
  Southfield, MI
• 01/2020 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Other Businesses

DAVE RAMSEY SMARTVESTOR PRO PARTICIPANT POSITION: Dave Ramsey Smartvestor Pro Participant NATURE: It is an advertising program for fans of Dave Ramsey that are looking to connect with an advisor that can help them with investing. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 02/21/2017 ADDRESS: 36 Harbour Isle Dr W #204 Fort Pierce, FL 34949 DESCRIPTION: When receiving a lead, I attempt to connect with them to set up an appointment to address their needs and answer their questions. LIFE INSURANCE, FIXED ANNUITIES, FIXED INDEXED ANNUITIES, FINAL EXPENSE INSURANCE POSITION: Independent agent NATURE: Sale of term life insurance, final expense insurance, fixed annuities and fixed indexed annuities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2011 ADDRESS: 36 Harbour Isle Dr W #204 Fort Pierce, FL 34949 DESCRIPTION: Meet with and talk with clients about their financial needs. AspenMark Wealth Management, Is Investment Related, DBA, Financial Professional, 2020-01-02,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. ENTRUST ESTATE SOLUTIONS, LLC INVESTMENT RELATED: Is Not Investment Related, ADDRESS: "PO BOX 630431, Highlands Ranch, CO, 80163, United States", NATURE: Wills and Trust Preparation Service, POSITION: Referral Agent, START DATE: 7/16/2025, 4 hours per month, 4 hours per month during trading hours DESCRIPTION: We are only a referral agent for this company. We are only paid a referral fee if the referral engages the services fo Entrust to assist in preparation of a Will or Trust. This company will replace the current OBA I have for this service with Heritage Estate Solutions. Compensation will still be paid through our insurance brokerage EpicPRO Financial Management, LLC"

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-09-30
• S63 Uniform Securities Agent State Law Examination
  2013-01-08

Other Names

• Greg Harvey