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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

100 Jericho Quadrangle Suite 332, Jericho, NY 11753 • United States

Babylon, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Avenue Securities Llc Jericho NY 09/2015 Present
Guardian Life Insurance Co Jericho NY 09/2015 Present
Guardian Life Insurance Company Babylon NY 06/2024 Present
Park Avenue Securitie Babylon NY 06/2024 Present
  • 09/2015 → Present
    Jericho, NY
  • 09/2015 → Present
    Guardian Life Insurance Co
    Jericho, NY
  • 06/2024 → Present
    Guardian Life Insurance Company
    Babylon, NY
  • 06/2024 → Present
    Park Avenue Securitie
    Babylon, NY
Other Businesses

1. Other Insurance Solicit the sale of products not offered by Guardian Start: 01/01/2014 Address: 800 Westchester Ave. Suite N409 Rye Brook, NY 10573 1 bus hr per month Investment related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-03-19
  • S63 Uniform Securities Agent State Law Examination
    2014-03-19
Other Names
  • Philip Scott

View on SEC IAPD

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