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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-09-15 |
Branch Locations
275 Battery Street Suite 700, San Francisco, CA 94111 • United States
San Francisco, CA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa-Advisors, Llc | New York | NY | 05/2016 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 05/2016 | Present |
1.ProVisors, not investment-related business, 15165 Ventura Blvd, Suite 425 Sherman Oaks, CA 91403, Member, Start Date 06-05-2019, 2. Executor of deceased fathers estate, not an Equitable client. 3. Co-author, 14 Warren Drive, Apt. 3, San Francisco, CA 94131. There is no business as I receive no royalties from the book that was written jointly with Cicely Jones and myself Start Date: 01/03/2022 4. Trustee for my mother's trust. Financial power of attorney for mother. 5. Taking Standup Comedy Classes, San Francisco Comedy College, 868 Kearny St. San Francisco, CA, Start Date: 07/01/2015
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-21 |
| S65 | Uniform Investment Adviser Law Examination | 2013-04-17 |
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