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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-04-14 |
| IN | RA | APPROVED | 2001-11-14 |
Branch Locations
435 E Main St Ste 185, Greenwood, IN 46143 • United States
New Palestine, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Greenwood | IN | 08/2001 | 03/2020 |
| Ameriprise Financial Services, Llc | Greenwood | IN | 03/2020 | Present |
Business Ownership; DS Ballard and Associates; Ownership and Management; Consulting; 3929 S Cedar Creek Way, , New Palestine, IN, 46163; Not Investment-Related; 03/31/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Huber & Associates; Associate Financial Advisor; Manage advisory business; 4702 N Illinois St, , Indianapolis, IN, 46208; Investment-Related; 03/06/2013; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-11-07 |
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