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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2023-09-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mwa Financial Services Inc. | Rock Island | IL | 09/2012 | 01/2020 |
| Modern Woodmen Of America | Rock Island | IL | 09/2012 | 01/2020 |
| Woodbury Financial | Lincoln | NE | 01/2020 | 12/2021 |
| Sagepoint Financial, Inc. | Lincoln | NE | 01/2022 | 09/2023 |
| Osaic Wealth, Inc. | Lincoln | NE | 09/2023 | Present |
1) THOMAS BUESCHER POSITION: Insurance Agent NATURE: sole proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/25/2020 ADDRESS: 770 N COTNER BLVD, STE 411, LINCOLN NE 68505-2344, United States DESCRIPTION: Sales of traditional insurance products, whole life, term life, fixed annuities, immediate annuities, etc 2) TJB ENTERPRISES POSITION: Owner NATURE: S corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/05/2019 ADDRESS: 770 N COTNER BLVD, STE 411, LINCOLN NE 68505-2344, United States DESCRIPTION: Owner of S Corp, receivership for fixed annuities, life insurance, immediate annuities. This is my corporation for tax purposes and business expenses.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-13 |
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