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Nancy Tran Laroco

Ameriprise Financial Services, LLC

Orinda, CA

Martinez, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-12-05
CA RA APPROVED 2015-07-28
  • TX RA
    APPROVED_RES
    Since 2019-12-05
  • CA RA
    APPROVED
    Since 2015-07-28

Branch Locations

25 Orinda Way Ste 205, Orinda, CA 94563 • United States

Martinez, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Francisco CA 08/2012 03/2020
Luu Enterprises San Francisco CA 10/2015 09/2017
Ameriprise Financial Services, Llc Orinda CA 03/2020 Present
  • 08/2012 → 03/2020
    Ameriprise Financial Services, Inc.
    San Francisco, CA
  • 10/2015 → 09/2017
    Luu Enterprises
    San Francisco, CA
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Orinda, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-20
  • S66 Uniform Combined State Law Examination
    2015-07-20
Other Names
  • Nancy Tran

View on SEC IAPD

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Other Offices

MCDONALD CAPITAL INVESTORS INC · ORINDA, CA
WESPAC ADVISORS, LLC · ORINDA, CA
PENSERRA CAPITAL MANAGEMENT LLC · ORINDA, CA
ENERGY INNOVATION CAPITAL MANAGEMENT, LLC · ORINDA, CA
CROSSPOINT CAPITAL MANAGEMENT · ORINDA, CA
PENSERRA GLOBAL INVESTORS LLC · ORINDA, CA
PENSERRA WEALTH MANAGEMENT · ORINDA, CA
MB INMAN INVESTMENT ADVISORS, LLC · ORINDA, CA

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