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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-08-26 |
| ME | RA | APPROVED | 2025-03-31 |
| NM | RA | APPROVED | 2025-01-24 |
| DE | RA | APPROVED | 2024-11-14 |
| HI | RA | APPROVED | 2024-11-06 |
| KS | RA | APPROVED | 2024-10-28 |
| UT | RA | APPROVED | 2024-05-01 |
| ID | RA | APPROVED | 2023-11-29 |
| VT | RA | APPROVED | 2023-11-29 |
| MO | RA | APPROVED | 2023-07-25 |
| OK | RA | APPROVED | 2023-06-06 |
| NH | RA | APPROVED | 2023-04-12 |
| RI | RA | APPROVED | 2022-05-20 |
| SC | RA | APPROVED | 2022-05-16 |
| MS | RA | APPROVED | 2022-05-12 |
| MT | RA | APPROVED | 2022-04-29 |
| KY | RA | APPROVED | 2022-01-31 |
| WI | RA | APPROVED | 2021-11-04 |
| CO | RA | APPROVED | 2021-09-07 |
| IN | RA | APPROVED | 2021-06-04 |
| NY | RA | APPROVED | 2021-04-16 |
| NV | RA | APPROVED | 2021-01-21 |
| AZ | RA | APPROVED | 2020-11-09 |
| OR | RA | APPROVED | 2020-09-22 |
| NC | RA | APPROVED | 2020-09-04 |
| FL | RA | APPROVED | 2020-08-31 |
| MN | RA | APPROVED | 2020-07-14 |
| CT | RA | APPROVED | 2020-06-22 |
| OH | RA | APPROVED | 2020-05-12 |
| DC | RA | APPROVED | 2019-04-18 |
| VA | RA | APPROVED | 2018-04-10 |
| TX | RA | APPROVED_RES | 2018-03-29 |
| GA | RA | APPROVED | 2017-03-27 |
| MA | RA | APPROVED | 2017-02-28 |
| IL | RA | APPROVED | 2017-02-23 |
| MD | RA | APPROVED | 2017-02-14 |
| NJ | RA | APPROVED | 2017-02-07 |
| WA | RA | APPROVED | 2017-02-07 |
| CA | RA | APPROVED | 2016-09-24 |
| MI | RA | APPROVED | 2016-03-01 |
| PA | RA | APPROVED | 2016-02-08 |
Branch Locations
150 South Warner Road Suite 120, King Of Prussia, PA 19406 • United States
Media, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co | Wayne | PA | 06/2012 | 08/2019 |
| Park Avenue Securities Llc | Wayne | PA | 12/2014 | 08/2019 |
| Guardian Life Insurance Company | King Of Prussia | PA | 08/2019 | Present |
| Park Avenue Securities | King Of Prussia | PA | 08/2019 | Present |
| Guardian Life Insurance Company | Media | PA | 06/2024 | Present |
| Park Avenue Securities | Media | PA | 06/2024 | Present |
1) Outside Insurance, Nature: Insurance Sales, Start: 10/20/2025, Address: 150 S. Warner Rd, Ste 120, King of Prussia, PA 19406, Duties: Broker selling insurance outside of Guardian, 1 total hour per month; 1 during securities trading hours, Investment Related, 2) Quantin Marketing and Consulting Agency, LLC, Start: 11/11/2024, Address: 1005 Bent Rd, Media, PA 19063, 5 hours/month, 0 hours/month during trading, Not investment related, Less than 10% of annual income. 3) USAFrance Services, LLC, Start: 7/31/2025, Address: 990 Biscayne Boulevard Suite 1402, Miami, FL 33132, 20 hours/month; 20 hours during securities trading, Not investment related, Less than 10% of annual income. 4) AJ United Lucky 17 LLC, Start: 7/01/2025, Address: 211 W Lancaster Ave Paoli, PA 19301-1730, 1 total hour/month; 1 hour during securities trading, Investment related, Less than 10% of annual income. 5) Board Member of the French International School of Philadelphia, Start: 10/01/2025, Address: 6 Bala Avenue Bala Cynwyd, PA 19004, 2 total hours/month; 0 during securities trading hours, Not Investment related, No annual compensation. 6) USAFrance Risk Management, LLC, Start: 6/10/2026, Nature: Insurance Sales of Propery and Casualty, Address: 150 S. Warner Rd, Ste 120, King of Prussia 19406, Duties: Owner, 1 total hr/month; 1 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-29 |
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