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Melissa Marie Alfsen

Stifel, Nicolaus & Company, Incorporated

Santa Rosa, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-22
CA RA APPROVED 2022-02-04
  • TX RA
    APPROVED_RES
    Since 2024-05-22
  • CA RA
    APPROVED
    Since 2022-02-04

Branch Locations

3554 Round Barn Blvd Suite 200, Santa Rosa, CA 95403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc Santa Barbara CA 08/2016 02/2019
Wells Fargo Clearing Services, Llc Santa Rosa CA 04/2019 02/2022
Stifel Nicolaus & Co Inc Santa Rosa CA 02/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-12
  • S66 Uniform Combined State Law Examination
    2013-12-12
Other Names
  • Melissa Marie Fake

View on SEC IAPD

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A.E.I. FINANCIAL GROUP

Other Investors

JAMES BERNARD BERTERO
MICHAEL KEVIN MOBERLY
STEPHEN LORAN SMITH
JENNIFER LEE KNAPP
MATTHEW JOSEPH VEAL
MATTHEW MARK DAVIS
JEFFREY DONALD OLE GOSPE
PAMELA LYNN KEZER

Other Offices

MORGAN STANLEY · Santa Rosa, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Santa Rosa, CA
CALDWELL SUTTER CAPITAL, INC. · Santa Rosa, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
EDWARD JONES · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA

More in Santa Rosa, CA

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