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Douglas Colby Stewart

Raymond James & Associates, Inc.

Greenwood, IN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
IN RA APPROVED 2020-05-15
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • IN RA
    APPROVED
    Since 2020-05-15

Branch Locations

1530 American Way Suite 230, Greenwood, IN 46143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Indiana University Bloomington IN 08/2016 05/2017
Pacific Life Insurance Company Omaha NE 05/2017 06/2019
Raymond James & Associates, Inc. Greenwood IN 06/2019 Present
  • 08/2016 → 05/2017
    Indiana University
    Bloomington, IN
  • 05/2017 → 06/2019
    Pacific Life Insurance Company
    Omaha, NE
  • 06/2019 → Present
    Raymond James & Associates, Inc.
    Greenwood, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-03
S63 Uniform Securities Agent State Law Examination 2017-08-12
  • S66 Uniform Combined State Law Examination
    2019-09-03
  • S63 Uniform Securities Agent State Law Examination
    2017-08-12
Other Names
  • Douglas Colby Stewart
  • Douglas C Stewart

View on SEC IAPD

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Other Offices

FINANCIAL PLANS & STRATEGIES, INC. · GREENWOOD, IN
KOON FINANCIAL PLANNING & CONSULTING/KFP&C · GREENWOOD, IN
LPL FINANCIAL LLC · GREENWOOD, IN
LPL ENTERPRISE, LLC · GREENWOOD, IN
EDWARD JONES · GREENWOOD, IN
CETERA INVESTMENT ADVISERS LLC · Greenwood, IN
PNC WEALTH MANAGEMENT LLC · GREENWOOD, IN
AMERIPRISE FINANCIAL SERVICES, LLC · GREENWOOD, IN

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