Best Investors Account Sign in
Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2022-09-30
  • AR RA
    APPROVED
    Since 2022-09-30

Branch Locations

998 Shady Grove Road Ste E, Hot Springs, AR 71901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Bryant AR 08/2016 Present
Independent Advisor Alliance Charlotte NC 09/2022 Present
  • 08/2016 → Present
    Lpl Financial Llc
    Bryant, AR
  • 09/2022 → Present
    Independent Advisor Alliance
    Charlotte, NC
Other Businesses

(1) 08/02/2016: Genwealth Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/02/2016 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. (2) 11/1/2016: No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary - Started 01/01/2013 - 1 Hour Per Month During Securities Trading. (3) 10/14/2022 - Independent Advisor Alliance - DBA: GenWealth Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin - Start Date - 10/03/2022 - 160 Hours Per Month/8 Hours During Securities Trading (4) 10/14/2022 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date - 10/03/2022 - 160 Hours Per Month/8 Hours During Securities Trading - I provide administrative support to Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 10/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-22
S63 Uniform Securities Agent State Law Examination 2013-06-27
  • S66 Uniform Combined State Law Examination
    2021-07-22
  • S63 Uniform Securities Agent State Law Examination
    2013-06-27
Other Names
  • Mary Ketzer
  • Lexie Ketzer
  • Lexie Newburn

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hot Springs, AR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor