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Employer firm

New York Life Investment Management LLC CRD 109591

$121B regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
New York Life Investment Management Llc

51 Madison Avenue, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-10-27
  • NY RA
    APPROVED
    Since 2022-10-27

Branch Locations

Oceanside, NY • United States

51 Madison Avenue, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Melville NY 03/2013 10/2022
New York Life Insurance Company Melville NY 09/2012 10/2022
Eagle Strategies Llc Melville NY 03/2022 10/2022
New York Life Investments Oceanside NY 10/2022 Present
  • 03/2013 → 10/2022
    Nylife Securities Llc
    Melville, NY
  • 09/2012 → 10/2022
    New York Life Insurance Company
    Melville, NY
  • 03/2022 → 10/2022
    Melville, NY
  • 10/2022 → Present
    New York Life Investments
    Oceanside, NY
Previous Registrations
Other Businesses

Gym Guys; Broadhollow Road Melville, NY; not investment related; Personal Trainer; 8 hours per month not during normal business hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-09-19
  • S63 Uniform Securities Agent State Law Examination
    2014-09-19
Designations
  • Chartered Financial Consultant
Other Names
  • Nicole Clarke
  • Nicole Abir Clarke

View on SEC IAPD

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