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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Company | St Paul | MN | 05/2019 | 08/2023 |
| Securian Financial Services Inc | St Paul | MN | 05/2019 | 08/2023 |
| Img Financial Group | Houston | TX | 05/2019 | Present |
| Invesco Advisers, Inc. | Houston | TX | 09/2014 | 05/2017 |
| Alliance Benefit Group Of Houston | Houston | TX | 06/2017 | 04/2019 |
| Cetera Wealth Services, Llc | Houston | TX | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
IMG FINANCIAL GROUP POSITION: Director NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2019 ADDRESS: , Houston TX , United States DESCRIPTION: Director IMG MEDICAL GROUP POSITION: Director NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2019 ADDRESS: , Houston TX , United States DESCRIPTION: Director DUSTIN EDWARDS Group Health Insurance POSITION: Independent Contractor NATURE: Referral Agreement INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/18/2021 ADDRESS: 1402 W 26th St #C, Houston TX 77008, United States DESCRIPTION: I refer Businesses that enter into an agreement with Ardent Solutions/ Alera Group for company group health benefits.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-20 |
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