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Dustin Henry Edwards

Cetera Investment Advisers LLC

Houston, TX

CRD 6117933

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

4550 Post Oak Pl Ste 125, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St Paul MN 05/2019 08/2023
Securian Financial Services Inc St Paul MN 05/2019 08/2023
Img Financial Group Houston TX 05/2019 Present
Invesco Advisers, Inc. Houston TX 09/2014 05/2017
Alliance Benefit Group Of Houston Houston TX 06/2017 04/2019
Cetera Wealth Services, Llc Houston TX 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 05/2019 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 05/2019 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 05/2019 → Present
    Img Financial Group
    Houston, TX
  • 09/2014 → 05/2017
    Houston, TX
  • 06/2017 → 04/2019
    Alliance Benefit Group Of Houston
    Houston, TX
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Houston, TX
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-05-30 → 2023-08-10
    Securian Financial Services, Inc.
    Houston, TX
    St. Paul, MN
  • 2014-06-24 → 2017-06-02
    Atlanta, GA
    Houston, TX
Other Businesses

IMG FINANCIAL GROUP POSITION: Director NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2019 ADDRESS: , Houston TX , United States DESCRIPTION: Director IMG MEDICAL GROUP POSITION: Director NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2019 ADDRESS: , Houston TX , United States DESCRIPTION: Director DUSTIN EDWARDS Group Health Insurance POSITION: Independent Contractor NATURE: Referral Agreement INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/18/2021 ADDRESS: 1402 W 26th St #C, Houston TX 77008, United States DESCRIPTION: I refer Businesses that enter into an agreement with Ardent Solutions/ Alera Group for company group health benefits.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-20
  • S66 Uniform Combined State Law Examination
    2014-06-20

View on SEC IAPD

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