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Current Employers
Carter Advisory Services, Inc

12222 Merit Drive Suite 1800, Dallas, TX 75251 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-05-25
  • TX RA
    APPROVED
    Since 2017-05-25

Branch Locations

12222 Merit Drive Suite 1800, Dallas, TX 75251 • United States

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-11-05
  • TX RA
    APPROVED
    Since 2014-11-05

Branch Locations

12222 Merit Drive Suite 1800, Dallas, TX 75251 • United States

Heath, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Dallas TX 09/2014 Present
Raymond James Financial Services Advisors Inc. Dallas TX 11/2014 Present
Previous Registrations
  • 2012-09-18 → 2014-01-02
    Messenger Advisors, Llc
    Dallas, TX
Other Businesses

(1) Name of Business: Carter Financial Management Address: 12222 Merit Dr Ste 1800, Dallas, TX, 75251, United States Activity Type: Support Company - Owner Position/Title: : Hays Wealth Management LLC is an owner of Carter Financial Management Investment Related: No Start Date: 03/31/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a support company and how we do business as in relation to our letterhead, stationery, website and this is how I do business in my role as a registered representative of Raymond James Financial Services. (2) Name of Business: Hays Wealth Management LLC Address: 12222 Merit Dr Ste 1800, Dallas, TX, 75251, United States Activity Type: Support Company - Owner Position/Title: : Owner. Investment Related: No Start Date: 03/31/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-5 Description of duties: This is a S Corporation entity and limits my liability. Sole Owner of this LLC. This LLC is a one third owner of Carter Advisory Services. (3) Name of Business: BCFM Services, LP Address: 12222 Merit Dr Ste 1800, Dallas, TX, 75251-3296, United States Activity Type: Support Company Position/Title: Hays Wealth Management LLC is a one third owner and limited partner of BCFM Services L.P. Investment Related: No Start Date: 03/31/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Limited Partner, management of business finances. (4) Name of Business: Carter Wealth Enterprises LLC Address: 12222 Merit Dr Ste 1800, Dallas, TX, 75251-3296, United States Activity Type: Support Company - Owner Position: Hays Wealth Management LLC has a one third ownership of Carter Wealth Enterprises (the general partner of BCFM Services L.P.). Investment Related: No. Start Date: 03/27/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: limits liability. (5) Name of Business: The Robert Aaron Hays and Shelly Hays Hartin Partnership Address: 330 Ranch Road, Doole, TX, 76836, United States Activity Type: Agriculture/Farming Position/Title: Partner Investment Related: No Start Date: 06/01/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Partner / Property Management

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-10-31
  • S63 Uniform Securities Agent State Law Examination
    2014-10-31
Designations

View on SEC IAPD

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