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Amber Rene Walker

Symphony Financial, Ltd. Co.

Houston, TX

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Current Employers
Symphony Financial, Ltd. Co.

4295 San Felipe Suite 300, Houston, TX 77027 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-23
  • TX RA
    APPROVED
    Since 2024-10-23

Branch Locations

4295 San Felipe Suite 300, Houston, TX 77027 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Houston TX 09/2012 Present
Symphony Financial, Ltd. Co. Houston TX 09/2012 Present
Other Businesses

06/07/2022 - Notary - State of Texas - Start: 05/2017

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-17
  • S66 Uniform Combined State Law Examination
    2023-08-17

View on SEC IAPD

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