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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-05
IA RA APPROVED 2017-09-15
  • TX RA
    APPROVED
    Since 2024-01-05
  • IA RA
    APPROVED
    Since 2017-09-15

Branch Locations

Johnston, IA • United States

1205 2Nd Street, Perry, IA 50220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Co Des Moines IA 07/2015 09/2017
Princor Financial Group Des Moines IA 07/2015 09/2017
Edward Jones Saint Louis MO 09/2017 Present
  • 07/2015 → 09/2017
    Principal Life Insurance Co
    Des Moines, IA
  • 07/2015 → 09/2017
    Princor Financial Group
    Des Moines, IA
  • 09/2017 → Present
    Saint Louis, MO
Previous Registrations
Other Businesses

Brommer Investments LLC Type of business: LLC Grimes, IA Start date: 2/5/2020 Owner Hours per week: 1 Hours during trading: 0 Own real estate and have the responsibilities that come along with owning real estate

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-04
  • S66 Uniform Combined State Law Examination
    2013-04-04
Other Names
  • Andrew Robert Brommer

View on SEC IAPD

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