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Elizabeth C Mandaleris

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Pensacola, FL

CRD 6117419

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-05-10
NC RA APPROVED 2019-08-02
TX RA APPROVED 2015-04-27
GA RA APPROVED 2015-04-01
  • FL RA
    APPROVED
    Since 2022-05-10
  • NC RA
    APPROVED
    Since 2019-08-02
  • TX RA
    APPROVED
    Since 2015-04-27
  • GA RA
    APPROVED
    Since 2015-04-01

Branch Locations

6000 Fairview Rd, Charlotte, NC 28210 • United States

815 S Palafox St, Pensacola, FL 32502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Atlanta GA 10/2013 Present
  • 10/2013 → Present
    Merrill Lynch
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-17
  • S66 Uniform Combined State Law Examination
    2015-03-17
Other Names
  • Lizzy Carr
  • Elizabeth Lowrey Carr
  • Elizabeth L Carr

View on SEC IAPD

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