Anthony D Bumgarner

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-10-17
MN	RA	APPROVED	2022-05-18

TX RA
APPROVED_RES

Since 2024-10-17
MN RA
APPROVED

Since 2022-05-18

Branch Locations

17533 Cedar Ave, Lakeville, MN 55044 • United States

605 Boone Ave N, Golden Valley, MN 55427 • United States

3990 Main Street Nw, Coon Rapids, MN 55448 • United States

757 Cleveland Ave S St Paul, St Paul, MN 55116 • United States

11866 Aberdeen St, Blaine, MN 55434 • United States

6303 Central Ave N E, Fridley, MN 55432-5175 • United States

7851 Elm Creek Blvd, Maple Grove, MN 55369 • United States

14115 James Rd Ste 300, Rogers, MN 55374 • United States

1400 Riverwood Dr, Burnsville, MN 55337 • United States

7905 Great Plains Blvd, Chanhassen, MN 55317 • United States

7860 32Nd Ave N, Oakdale, MN 55128 • United States

4290 Dean Lake Blvd, Shakopee, MN 55379 • United States

2772 East 82Nd Street, Bloomington, MN 55425 • United States

5703 100Th Avenue N, Brooklyn Park, MN 55443 • United States

2150 Lexington Ave N, Roseville, MN 55113 • United States

3240 Division Street, St. Cloud, MN 56301 • United States

2535 27Th Avenue S, Minneapolis, MN 55406 • United States

2817 Lyndale Avenue S, Minneapolis, MN 55408 • United States

14300 Nicollet Court, Burnsville, MN 55306 • United States

2535 27Th Avenue S, Minneapolis, MN 55406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cuna Mutual Group	Waverly	IA	05/2007	05/2022
Cuna Brokerage Servuces Inc.	Waverly	IA	05/2007	05/2022
Lpl Financial Llc	Fridley	MN	05/2022	Present

05/2007 → 05/2022

Cuna Mutual Group

Waverly, IA
05/2007 → 05/2022

Cuna Brokerage Servuces Inc.

Waverly, IA
05/2022 → Present

Lpl Financial Llc

Fridley, MN

Previous Registrations

2009-10-30 → 2022-05-18

Cuna Brokerage Services, Inc.

Fridley, MN

Bloomington, MN

Burnsville, MN

Minneapolis, MN

Waverly, IA

Omaha, NE

Maple Grove, MN

Bloomington, MN

Brooklyn Park, MN

Other Businesses

1. 05/19/2022 - TruStone Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 0 Hours Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-10-28
S63	Uniform Securities Agent State Law Examination	2000-08-30

S65 Uniform Investment Adviser Law Examination

2009-10-28
S63 Uniform Securities Agent State Law Examination

2000-08-30

View on SEC IAPD