Christopher James Creighton

Employer firm

First Trust Advisors LP CRD 107027

$309B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 06/2020
  Lincoln Financial Distributors
  Radnor, PA
• 06/2020 → 01/2021
  Unemployed
  West Chester, PA
• 01/2021 → 11/2021
  Axio Financial Llc
  New York, NY
• 11/2021 → 08/2022
  Icapital Securities, Llc
  New York, NY
• 11/2021 → 08/2022
  Institutional Capital Network Inc.
  New York, NY
• 08/2022 → Present
  First Trust Portfolios L.P.
  Wheaton, IL
• 08/2022 → Present
  First Trust Advisors L.P.
  Wheaton, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-08-26
• S63 Uniform Securities Agent State Law Examination
  2012-09-27

Other Names

• Christopher Creighton