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Christopher James Creighton

First Trust Advisors LP

Wheaton, IL

Pasadena, CA

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-09-18
  • IL RA
    APPROVED
    Since 2023-09-18

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Pasadena, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Distributors Radnor PA 09/2012 06/2020
Unemployed West Chester PA 06/2020 01/2021
Axio Financial Llc New York NY 01/2021 11/2021
Icapital Securities, Llc New York NY 11/2021 08/2022
Institutional Capital Network Inc. New York NY 11/2021 08/2022
First Trust Portfolios L.P. Wheaton IL 08/2022 Present
First Trust Advisors L.P. Wheaton IL 08/2022 Present
  • 09/2012 → 06/2020
    Lincoln Financial Distributors
    Radnor, PA
  • 06/2020 → 01/2021
    Unemployed
    West Chester, PA
  • 01/2021 → 11/2021
    Axio Financial Llc
    New York, NY
  • 11/2021 → 08/2022
    Icapital Securities, Llc
    New York, NY
  • 11/2021 → 08/2022
    Institutional Capital Network Inc.
    New York, NY
  • 08/2022 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 08/2022 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-26
S63 Uniform Securities Agent State Law Examination 2012-09-27
  • S65 Uniform Investment Adviser Law Examination
    2023-08-26
  • S63 Uniform Securities Agent State Law Examination
    2012-09-27
Other Names
  • Christopher Creighton

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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