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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-12-12 |
| CA | RA | APPROVED | 2012-11-27 |
Branch Locations
9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States
2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States
Gilbert, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 09/2012 | Present |
| Bank Of America, N.A. | Chandler | AZ | 10/2012 | Present |
I*1204395 Entity Type: Entity For Profit Name of OBA: Serious Business Ventures LLC Address: Chandler, Arizona, 85226 Investment Related: No Position, Title, Association: Owner Employee Start Date: 03/06/2023 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: For profit IV hydration spa. Provided partial financial backing and performed administrative tasks. No responsibilities since June 2025. Business is in the process of closing.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-16 |
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