Hergis Guri

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-06-26
FL	RA	APPROVED	2013-04-12

TX RA
APPROVED

Since 2013-06-26
FL RA
APPROVED

Since 2013-04-12

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

9000 Southside Blvd Bldg 200, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	09/2012	Present

09/2012 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Other Businesses

I*978271 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Jacksonville, Florida, 32257 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 1/1/2014 Number of hours devoted: 0.5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , I*973739, Name of OBA: Rental Property 4 Address: Jacksonville, FL Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 7/1/2017 No Hours: 0.5 Monthly No Hours during trading: 0 Duties I*973741, Name of OBA:Rental Property 4 Address: Jacksonville FL Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 11/1/2014 No Hours: 0.5 Monthly No Hours during trading: 0 Duties: I*978272, Name of OBA: Rental Property 2 Address: Jacksonville, FL Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 11/1/2019 No Hours: 0.5 Monthly No Hours during trading: 0 Duties: I*978273, Name of OBA: Rental Property 3 Address: Jacksonville, FL Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 11/1/2017 No Hours: 0.5 Monthly No Hours during trading: 0 Duties: