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Inactive

Christopher M Caradec

Mariner

Overland Park, KS

Fort Washington, PA

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2026-05-07
PA RA APPROVED 2026-05-07
  • KS RA
    APPROVED
    Since 2026-05-07
  • PA RA
    APPROVED
    Since 2026-05-07

Branch Locations

5700 W. 112Th St. Suite 200, Overland Park, KS 66211 • United States

Fort Washington, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce Fenner & Smith Incorporated Los Angeles CA 09/2012 04/2026
Mariner Overland Park KS 04/2026 Present
Previous Registrations
  • 2014-03-05 → 2026-04-20
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Conshohocken, PA
    Pennington, NJ
    Pennington, NJ
    Sarasota, FL
    Pennington, NJ
    New York, NY
    Pennington, NJ
    Los Angeles, CA
    Wayzata, MN
    Philadelphia, PA
    Wayne, PA
    Walnut Creek, CA
    Charlotte, NC
    Conshohocken, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-03
  • S66 Uniform Combined State Law Examination
    2014-03-03
Other Names
  • Christopher Matthew Caradec

View on SEC IAPD

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