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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2020-10-09 |
| PA | RA | APPROVED | 2017-06-20 |
| DE | RA | APPROVED | 2017-03-02 |
| TX | RA | APPROVED_RES | 2017-03-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Bank | Newark | DE | 05/2014 | 02/2017 |
| Pnc Investments Llc | Pittsburgh | PA | 05/2014 | 02/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilmington | DE | 02/2017 | Present |
| Bank Of America, N.A. | Wilmington | DE | 02/2017 | Present |
I*130932 For profit or not for profit: For-Profit Organization Name of outside business organization: Published Author Investment related: N Address of business: Elkton, Maryland 21921 Nature of business: Corporation, Position, title, association: Other, Author Start date of relationship: 5/4/2020 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I have submitted a book of poetry for publishing. I will not be writing in my own name I will use the pen name of B.L. Matthews. The book has already been written and submitted, I don't believe I'll have any other tasks.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-06 |
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