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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-08
  • TX RA
    APPROVED
    Since 2026-04-08

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Fort Worth TX 09/2012 06/2024
Charles Schwab & Co., Inc. Westlake TX 06/2024 Present
Schwab Wealth Advisory, Inc. Westlake TX 04/2026 Present
  • 09/2012 → 06/2024
    Td Ameritrade
    Fort Worth, TX
  • 06/2024 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 04/2026 → Present
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-17
S63 Uniform Securities Agent State Law Examination 2012-10-22
  • S66 Uniform Combined State Law Examination
    2025-04-17
  • S63 Uniform Securities Agent State Law Examination
    2012-10-22
Other Names
  • Mike David Myers

View on SEC IAPD

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