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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-15 |
| NH | RA | APPROVED | 2014-01-14 |
Branch Locations
43 Constitution Drive Suite 201, Bedford, NH 03110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services | Bedford | NH | 09/2013 | Present |
| Mass Mutual Life Insurance Company | Bedford | NH | 08/2013 | Present |
(1) NAME: DOUGLAS J. JOHNSON. INV REL: Y ADD: 55 SOUTH HILLS DR., BEDFORD, NH. NATURE: INDIVIDUAL LIFE. POSITION: AGENT. START DATE: 02/26/2015. NO. HR/MO: 0. NO. HR/MO DURING SEC TRADING: 0. (2) NAME: INVESTMENT PROPERTY INV REL: Y ADD: 1799 BODWELL RD. MANCHESTER, NH 03109 NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START DATE: 2003 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: COLLECT RENT AND REPAIR ITEMS AS NECESSARY. (3) NAME: NEW HAMPSHIRE BLACK FLIES BASEBALL ORGANIZATION INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: YOUTH TRAVEL BASEBALL TEAM POSITION: TREASURER, OFFICER & TEAM MANAGER START DATE: 01/01/2023 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: COACHING, COLLECTING TUITION, BILL PAYING SCHEDULING AND GENERAL ADMINISTRATION (4) NAME: DOUGLAS JOHNSON INV REL: N ADD: RESIDENTIAL ADDRESS NATURE: SPORTS MEMORABILIA SALES POSITION: OWNER START DATE: 09/01/2023 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: BUYING AND SELLING, TRACKING OF REVENUE/EXPENSES, AND BASIC ADMIN WORK.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-09 |
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