Razina Rahmatullah

LPl Enterprise, LLC

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Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-03-13
CA	RA	APPROVED	2024-11-14

TX RA
APPROVED_RES

Since 2025-03-13
CA RA
APPROVED

Since 2024-11-14

Branch Locations

3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank Na	Laguna Woods	CA	03/2007	04/2021
Wells Fargo Advisors Llc	Laguna Woods	CA	09/2012	11/2016
Wells Fargo Clearing Services, Llc	Irvine	CA	09/2016	04/2021
Pruco Securities Llc	Irvine	CA	06/2022	11/2024
Period Of Unemployment	Trabuco Canyon	CA	04/2021	05/2022
The Prudential Insurance Company Of America	Irvine	CA	08/2022	Present
Lpl Enterprise, Llc	Irvine	CA	11/2024	Present

03/2007 → 04/2021

Wells Fargo Bank Na

Laguna Woods, CA
09/2012 → 11/2016

Wells Fargo Advisors Llc

Laguna Woods, CA
09/2016 → 04/2021

Wells Fargo Clearing Services, Llc

Irvine, CA
06/2022 → 11/2024

Pruco Securities Llc

Irvine, CA
04/2021 → 05/2022

Period Of Unemployment

Trabuco Canyon, CA
08/2022 → Present

The Prudential Insurance Company Of America

Irvine, CA
11/2024 → Present

Lpl Enterprise, Llc

Irvine, CA

Previous Registrations

2022-07-28 → 2024-11-14

Pruco Securities, Llc.

Irvine, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-07-19
S63	Uniform Securities Agent State Law Examination	2012-11-05

S66 Uniform Combined State Law Examination

2022-07-19
S63 Uniform Securities Agent State Law Examination

2012-11-05

View on SEC IAPD

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