Albert Moore

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2024-05-06

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Morgan Stanley	South Jordan	UT	10/2016	11/2018
N/A	Salt Lake City	UT	04/2016	10/2016
Morgan Stanley Private Bank, National Association	New York	NY	11/2017	11/2018
Fidelity Brokerage Services Llc	Salt Lake City	UT	01/2019	01/2024
Empower Advisory Group, Llc	Greenwood Village	CO	04/2024	Present
Empower Financial Services, Inc	Greenwood Village	CO	04/2024	Present

10/2016 → 11/2018

Morgan Stanley

South Jordan, UT
04/2016 → 10/2016

N/A

Salt Lake City, UT
11/2017 → 11/2018

Morgan Stanley Private Bank, National Association

New York, NY
01/2019 → 01/2024

Fidelity Brokerage Services Llc

Salt Lake City, UT
04/2024 → Present

Empower Advisory Group, Llc

Greenwood Village, CO
04/2024 → Present

Empower Financial Services, Inc

Greenwood Village, CO

2019-02-27 → 2024-01-30

Fidelity Personal And Workplace Advisors

Salt Lake City, UT
2016-12-05 → 2018-11-19

Morgan Stanley

South Jordan, UT

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-12-03