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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-08-12
TX RA APPROVED_RES 2022-09-14
VA RA APPROVED 2021-03-18
  • KS RA
    APPROVED
    Since 2024-08-12
  • TX RA
    APPROVED_RES
    Since 2022-09-14
  • VA RA
    APPROVED
    Since 2021-03-18

Branch Locations

Overland Park, KS • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc. Fort Worth TX 06/2014 Present
First Command Insurance Services, Inc. Fort Worth TX 06/2014 Present
First Command Advisory Services Fort Worth TX 12/2015 Present
  • 06/2014 → Present
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 06/2014 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
  • 12/2015 → Present
    Fort Worth, TX
Other Businesses

(1)Name: Zachary Pruitt Investment-related: Yes Address: Overland Park, KS Nature of the other business: Owner/Sole/Partner Your position: Owner Start date: 11/01/19 The approximate number of hours/month you devote to the other business: Over 40 During securities trading hours: None Description of duties: This is my Sole Prop for my advisor business. (2)Name of the other business: Zach Pruitt ; Whether the business is investment-related: No ; Address of the other business: Overland Park, KS ; Nature of the other business: Other OBA ; Your position, title, or relationship with the other business: Personal sales on ebay ; The start date of your relationship: 1/3/2022 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: selling household items on ebay. They now 1099 you.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-03
  • S66 Uniform Combined State Law Examination
    2014-04-03

View on SEC IAPD

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