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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-02
OH RA APPROVED 2014-08-15
  • TX RA
    APPROVED_RES
    Since 2023-02-02
  • OH RA
    APPROVED
    Since 2014-08-15

Branch Locations

1919 Lancaster Road, Granville, OH 43023 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services,Inc Grandville OH 01/2013 Present
The Granville Investment Group, Inc. Granville OH 12/2013 04/2018
Raymond James Financial Services Advisors Inc. Granville OH 08/2014 Present
Other Businesses

(1)Name of Business: Address: 72 Wexford Dr, Granville, OH, 43023, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/26/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I used to reside in a condo. My mother, Aija Mills, downsized and now rents it from me. Income and expenses are shown on Schedule C of my IRS Form 1040. (2)Name of Business: 1919 Kavod LLC Address: 1919 Lancaster Rd, Granville, OH, 43023, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 01/31/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 1919 Kavod LLC holds title to a commercial building. One side of the building will be rented to The Granville Investment Group, LLC (my support company approved by RJ) and the other side is rented to another business (a retailer). (3)Name of Business: Licking County Foundation Address: 30 N. 2nd St., Newark, OH, 43055, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 02/09/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member of the Finance & Investment Committee; review performance of investment portfolio quarterly (not held at Raymond James), review Investment Policy Statement and Spending Policy annually. (4)Name of Business: The Granville Investment Group, LLC Address: 1919 Lancaster Rd, Ste A, Granville, OH, 43023, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 05/01/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I am a registered representative and investment adviser representative employed by The Granville Investment Group, LLC, an Independent Firm. Securities and investment advisory services offered through Raymond James Financial Services, Inc.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-08
S63 Uniform Securities Agent State Law Examination 2013-06-28
  • S65 Uniform Investment Adviser Law Examination
    2014-08-08
  • S63 Uniform Securities Agent State Law Examination
    2013-06-28
Other Names
  • Rayn Erik Mills

View on SEC IAPD

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