Best Investors Account Sign in
Current Employers
Ascensus Investment Advisors, Llc

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-08-02
  • MA RA
    APPROVED
    Since 2022-08-02

Branch Locations

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States

Pickerington, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Investment Services Corp Columbus OH 08/2012 06/2022
Ascensus Dresher PA 06/2022 Present
  • 08/2012 → 06/2022
    Nationwide Investment Services Corp
    Columbus, OH
  • 06/2022 → Present
    Ascensus
    Dresher, PA
Previous Registrations
Other Businesses

Applicant is employed with the firm's parent company, Ascensus, LLC. In addition to his association with the member firm, he is also associated with FuturePlan by Ascensus, a network of retirement plan administrators and represents the full time execution of his Ascensus job responsibilities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-05-12
S65 Uniform Investment Adviser Law Examination 2014-04-01
  • S63 Uniform Securities Agent State Law Examination
    2014-05-12
  • S65 Uniform Investment Adviser Law Examination
    2014-04-01
Designations

View on SEC IAPD

More in Needham, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor