Best Investors
Account
Sign in
140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-08-02 |
Branch Locations
140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Investment Services Corp | Columbus | OH | 08/2012 | 06/2022 |
| Ascensus | Dresher | PA | 06/2022 | Present |
Applicant is employed with the firm's parent company, Ascensus, LLC. In addition to his association with the member firm, he is also associated with FuturePlan by Ascensus, a network of retirement plan administrators and represents the full time execution of his Ascensus job responsibilities.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-05-12 |
| S65 | Uniform Investment Adviser Law Examination | 2014-04-01 |
Reach out to this advisor