Monica Lynn Peterson

Current Employers

Employment History

• 12/2008 → Present
  Stifel Nicolaus & Co Inc
  Visalia, CA

Previous Registrations

• 2008-01-01 → 2008-12-12
  Wells Fargo Clearing Services, Llc
  Visalia, CA
• 2001-11-19 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Visalia, CA
  Visalia, CA
  St. Louis, MO

Other Businesses

1. Stan and Monica Peterson; 209 N Santa Clara Tulare CA 93274; Rental property; Co-Property Owner; none, husband handles the rental; 01/01/2011; 0 hours per day; not during securities trading hours; not investment-related. 2. Legal Name- Stan Peterson and Monica Peterson; 1302 N Hall St. Visalia CA 93292; Rental Property; Owner; duties- none- husband takes care of the rental activities; affiliation started 04/01/2013; 0 hours per day; not during securities trading hours; not investment-related. 3. Legal Name- Stan Peterson and Monica Peterson; 2210 S Church Visalia CA 93277; Rental Property; Owner; duties- maintain property and pays taxes on it; husband takes care of the rental activities; affiliation started 12/01/2016; 0 hours per day; not during securities trading hours; not investment-related. 4. Legal Name- Self-husband and her own rental property; 706-708 W Main Visalia CA 93292; rental property for income; owner with her husband; husband handles all the duties; affiliation started 04/20/2017; 0.00 hours per day; not during securities trading hours; not investment-related. 5. Legal Name- Self- bought new rental property; 1101 Center Visalia CA 93292; income property owned by husband and her; owner; husband handles the rental; affiliation started 06/16/2017; 0.00 hours per day; not during securities trading hours; not investment-related. 6. Visalia Breakfast Rotary; 625 N. Ranch Visalia CA 93277; Service Organization; Member; Community Service; 10/26/2017; 4.00 Hour(s) Per Month; during securities trading hours; Not Investment-Related. 7. Legal Name - Stan Peterson and Monica Peterson; 575 Eaton Ave Dinuba CA 93618; We own a few rental properties; owner; my husband handles the rental properties; 09/03/2024; 0 hrs/day; Not during securities trading hours; Investment-Related

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-05-30
• S63 Uniform Securities Agent State Law Examination
  2000-07-07

Other Names

• Monica Lynn Lewis
• Monica Lynn Smith