Thomas James Thiher

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 11/2024
  Pruco Securities, Llc.
  Plymouth, MN
• 10/2015 → 01/2019
  The Prudential Insurance Company Of America
  Plymouth, MN
• 09/2012 → 01/2019
  Mark Thiher
  Plymouth, MN
• 11/2024 → Present
  Lpl Enterprise, Llc
  Maple Grove, MN

Previous Registrations

• 2019-02-19 → 2024-11-14
  Pruco Securities, Llc.
  St. Louis Park, MN
  Maple Grove, MN
  Maple Grove, MN
  Maple Grove, MN
  Newark, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-12-22
• S63 Uniform Securities Agent State Law Examination
  2017-09-18