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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-04 |
| IA | RA | APPROVED | 2024-03-01 |
Branch Locations
715 W 1St St, Cedar Falls, IA 50613-2617 • United States
421 Main St, Reinbeck, IA 50669-1049 • United States
Cedar Falls, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Cedar Falls | IA | 04/2013 | 03/2024 |
| Lsb Financial | Cedar Fallls | IA | 03/2013 | 03/2024 |
| Lsb Capital Management, Inc | Waterloo | IA | 12/2021 | 03/2024 |
| Ameriprise Financial Services, Llc | Reinbeck | IA | 03/2024 | Present |
Business Ownership; B&R Partners LLC; Co-owner; Manage Ameriprise Business; 421 Main St., , Reinbeck, IA, 50669; Investment-Related; 03/08/2024; 40 to 59 hours per month; 40 to 59 during trading hours / B&R Holdings, LLC; Co-owner; Real Estate; 421 Main St., , Reinbeck, IA, 50669; Investment-Related; 11/10/2021; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Community Foundation of Northeast Iowa Investment committee.; Investment committee member; 3117 Greenhill Circle, , Cedar Falls, IA, 50613; Investment-Related; 01/01/2022; 1 to 9 hours per month; 0 during trading hours / Board of Directors of the Community Foundation of Northeast Iowa; Board of Directors member; 3117 Greenhill Cir, , Cedar Falls, IA, 50613; Not Investment-Related; 02/01/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; B&R Partners LLC; Co-owner; Manage advisory business; 421 Main St., , Reinbeck, IA, 50669; Investment-Related; 03/08/2024; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-09 |
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