Brandon Maxwell Cohen

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-07-25
FL	RA	APPROVED	2020-10-28

TX RA
APPROVED_RES

Since 2023-07-25
FL RA
APPROVED

Since 2020-10-28

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

3109 W Dr. Martin Luther King Boulevard, Tampa, FL 33607 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Mclean	VA	11/2015	11/2016
Wells Fargo Clearing Services, Llc	Mclean	VA	11/2016	07/2018
Fisher Investments	Camas	WA	07/2018	Present

11/2015 → 11/2016

Wells Fargo Advisors, Llc

Mclean, VA
11/2016 → 07/2018

Wells Fargo Clearing Services, Llc

Mclean, VA
07/2018 → Present

Fisher Investments

Camas, WA

Previous Registrations

2015-11-16 → 2018-06-20

Wells Fargo Clearing Services, Llc

Mclean, VA

Alexandria, VA
2013-05-24 → 2015-11-24

Ubs Financial Services Inc.

Bethesda, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-05-23

S66 Uniform Combined State Law Examination

2013-05-23

View on SEC IAPD