Ryan Michael Hartsock

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 06/2025
  T. Rowe Price
  Owings Mills, MD
• 06/2025 → Present
  Principal Securities, Inc.
  Bethesda, MD
• 06/2025 → Present
  Principal Life Insurance Co
  Bethesda, MD

Previous Registrations

• 2014-08-15 → 2025-06-17
  T. Rowe Price Advisory Services, Inc.
  Owings Mills, MD
  Owings Mills, MD
  Pasadena, MD

Other Businesses

**PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/25/2025 ADDRESS: 3647 Seaford Ct., Pasadena MD 21122, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker-dealer and bank/trust offerings of Principal. **BLACK TIE OYSTER LLC. POSITION: LLC Member NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2021 ADDRESS: 3647 Seaford Ct., Pasadena MD 21122, United States DESCRIPTION: I am owner of Oyster Catering company. The company focuses on raw bars for weddings/events. I handle ownership, logistic, and shucking/day of duties.

Exams

• S66 Uniform Combined State Law Examination
  2014-08-14