Best Investors Account Sign in

John Mcmichael

J.P. Morgan Securities LLC

Los Angeles, CA

CRD 6114894

Claim This Profile
Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-18
TX RA APPROVED 2024-03-18
  • CA RA
    APPROVED
    Since 2024-03-18
  • TX RA
    APPROVED
    Since 2024-03-18

Branch Locations

1888 Century Park E, Floor 5, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Loop Capital Markets New York NY 09/2012 07/2017
Goldman Sachs & Co Llc Los Angeles CA 07/2018 11/2020
Unemployed Los Angeles CA 03/2018 06/2018
Jpmorgan Chase Bank, N.A. Los Angeles CA 11/2020 Present
J.P. Morgan Securities Llc Los Angeles CA 11/2020 Present
Loop Capital Markets Los Angeles CA 07/2017 02/2018
  • 09/2012 → 07/2017
    Loop Capital Markets
    New York, NY
  • 07/2018 → 11/2020
    Goldman Sachs & Co Llc
    Los Angeles, CA
  • 03/2018 → 06/2018
    Unemployed
    Los Angeles, CA
  • 11/2020 → Present
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
  • 11/2020 → Present
    Los Angeles, CA
  • 07/2017 → 02/2018
    Loop Capital Markets
    Los Angeles, CA
Other Businesses

Entity Name: Amazon Investment related: No Address: www.kindledirectpublishing.com Nature of the other business: Author Position/Title/Relationship: Employee/Contractor Start Date: 08/07/2018 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am a self-published author. My book entitled, "The Oop," is available for purchase through on Amazon. It was published in 2008.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-17
S63 Uniform Securities Agent State Law Examination 2012-12-14
  • S65 Uniform Investment Adviser Law Examination
    2024-03-17
  • S63 Uniform Securities Agent State Law Examination
    2012-12-14
Other Names
  • John Fitzgerald Mcmichael
  • John F Mcmichael

View on SEC IAPD

More in Los Angeles, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor