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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-18 |
| TX | RA | APPROVED | 2024-03-18 |
Branch Locations
1888 Century Park E, Floor 5, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Loop Capital Markets | New York | NY | 09/2012 | 07/2017 |
| Goldman Sachs & Co Llc | Los Angeles | CA | 07/2018 | 11/2020 |
| Unemployed | Los Angeles | CA | 03/2018 | 06/2018 |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 11/2020 | Present |
| J.P. Morgan Securities Llc | Los Angeles | CA | 11/2020 | Present |
| Loop Capital Markets | Los Angeles | CA | 07/2017 | 02/2018 |
Entity Name: Amazon Investment related: No Address: www.kindledirectpublishing.com Nature of the other business: Author Position/Title/Relationship: Employee/Contractor Start Date: 08/07/2018 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am a self-published author. My book entitled, "The Oop," is available for purchase through on Amazon. It was published in 2008.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-14 |
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