Charles Franklin Brown

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-04-06
AL	RA	APPROVED	2013-09-09

TX RA
APPROVED_RES

Since 2026-04-06
AL RA
APPROVED

Since 2013-09-09

Branch Locations

5370 Hwy 90 West, Mobile, AL 36619 • United States

5370 Hwy 90 W Tilmans Corner, Mobile, AL 36619 • United States

7875 Moffett Rd, Semmes, AL 36575 • United States

4282 Main St, Lucedale, MS 39452 • United States

12134 Old Hwy 63 S Marketplace, Lucedale, MS 39452 • United States

21300 Hwy 613 Hurley, Moss Point, MS 39562 • United States

127 West I-65 Service Rd N, Mobile, AL 36608 • United States

6380 Cottage Hill Rd, Mobile, AL 36609 • United States

861 Edwards Ave, Fairhope, AL 36532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Century Bank	Mobile	AL	03/2010	Present
Lpl Financial Llc	Mobile	AL	09/2013	Present

03/2010 → Present

Century Bank

Mobile, AL
09/2013 → Present

Lpl Financial Llc

Mobile, AL

Previous Registrations

2013-07-01 → 2013-09-13

Cetera Investment Services Llc

Lucedale, MS

Mobile, AL

Other Businesses

1. 9/9/2013: Trusme Properties, LLC - Investment Related - Other-Family Business - Time Spent 0% - Family limited partnership that buys and sells properties. 2. 9/9/2013: Century Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 9/9/2013: DTL, Sr, Limited Partnership - Investment Related - Other-Family Business - Time Spent 0% - Family partnership that owns properties. 4. 9/9/2013: CMB, LP - Investment Related - Other-Family Business - Time Spent 0% - Family limited partnership that has investments and real estate. 5. 7/31/2014: SMB, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 08/10/2012 - 1 Hours Per Month During Securities Trading - Rents, leases, and sale of real estate. 6. 4/27/2015: Century Bank - Not Investment Related - 4282 Main Street, Lucedale, MS 39452 - For-Profit Board Member - Started 04/15/2015 - 1 Hours Per Month/0 During Securities Trading - No specific title. I am not the rep of record. 15 board members. Majority vote is required. Company is not Publicly Traded. Not raising capital. Not providing advice to the board. 7. 5/12/2015: Century Bank - Not Investment Related - At Reported Business Location(s) - Financial Institution Duty - Started 03/01/2008 - 5 Hours Per Month3/ Hours During Securities Trading - Loan Officer at Century Bank. Currently and have been a Dual employee with bank and LPL. 8. 1/22/2021 - DTL-LPC, Inc. - Not Investment Related - 329 Oak St Lucedale, MS 39452 - Other-Business Owner - Secretary - Started 01/01/2021 - 3 Hours Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-06-26
S63	Uniform Securities Agent State Law Examination	2012-10-19

S66 Uniform Combined State Law Examination

2013-06-26
S63 Uniform Securities Agent State Law Examination

2012-10-19

Other Names

Charlie Brown
Charles Franklin Brown

View on SEC IAPD