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Aaron Matthew Verdile

LPl Financial LLC

Wappingers Falls, NY

CRD 6114631

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-10
  • NY RA
    APPROVED
    Since 2025-07-10

Branch Locations

1289 Rt 9 Suite 3, Wappingers Falls, NY 12590 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ext Productions, Llc Beacon NY 12/2001 Present
The Prudential Insurance Company Of America Paramus NJ 05/2016 10/2018
Pruco Securities Llc Paramus NJ 05/2016 10/2018
Cadaret, Grant & Co., Inc. Wappingers Falls NY 11/2018 07/2025
Lpl Financial Llc Wappingers Falls NY 07/2025 Present
  • 12/2001 → Present
    Ext Productions, Llc
    Beacon, NY
  • 05/2016 → 10/2018
    The Prudential Insurance Company Of America
    Paramus, NJ
  • 05/2016 → 10/2018
    Paramus, NJ
  • 11/2018 → 07/2025
    Cadaret, Grant & Co., Inc.
    Wappingers Falls, NY
  • 07/2025 → Present
    Wappingers Falls, NY
Previous Registrations
  • 2018-12-05 → 2025-07-10
    Cadaret, Grant & Co., Inc.
    Wappingers Falls, NY
  • 2016-06-20 → 2018-11-16
    Beacon, NY
    Paramus, NJ
Other Businesses

1. 07/10/2025- Professional Financial Consultants- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 11/05/2018- 160 Hours Per Month- 160 Hours During Trading 2. 07/10/2025- EXT Productions- Business Owner- Not INV Related- Home Based- Start date 01/01/2001- 20 Hours Per Month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-15
S63 Uniform Securities Agent State Law Examination 2012-12-20
  • S65 Uniform Investment Adviser Law Examination
    2016-06-15
  • S63 Uniform Securities Agent State Law Examination
    2012-12-20
Designations
  • Certified Financial Planner
Other Names
  • Aaron Verdile

View on SEC IAPD

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