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Roy Chia Jen Lin

Rbc Securities, Inc

Los Angeles, CA

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Current Employers
Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-07-15
CA RA APPROVED 2026-07-09
NY RA APPROVED 2026-07-09
  • NV RA
    APPROVED
    Since 2026-07-15
  • CA RA
    APPROVED
    Since 2026-07-09
  • NY RA
    APPROVED
    Since 2026-07-09

Branch Locations

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Advisors, Llc Orange CA 03/2015 07/2026
Rbc Securities, Inc Los Angeles CA 07/2026 Present
Previous Registrations
  • 2015-04-23 → 2026-07-06
    U.S. Bancorp Advisors, Llc
    Orange, CA
    Torrance, CA
  • 2013-11-25 → 2015-03-26
    D.A. Davidson & Co.
    Great Falls, MT
    Los Angeles, CA
  • 2013-11-04 → 2013-11-25
    Crowell Weedon & Co.
    Los Angeles, CA
  • 2013-05-10 → 2013-11-04
    Crowell, Weedon & Co.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-09
  • S66 Uniform Combined State Law Examination
    2013-05-09
Designations

View on SEC IAPD

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