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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-04-24 |
| NC | RA | APPROVED | 2018-10-29 |
Branch Locations
7207 Ibm Drive 2Nd Fl, Charlotte, NC 28262 • United States
Mooresville, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Guardian, Llc | Charlotte | NC | 05/2012 | 06/2017 |
| Axa Distributors, Llc | Jersey City | NJ | 07/2017 | 02/2019 |
| Axa Advisors Llc | New York | NY | 10/2018 | 06/2020 |
| Axa Distributors, Llc | Charlotte | NC | 02/2019 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2018 | Present |
| Equitable Distributors, Llc | Charlotte | NC | 07/2017 | 12/2023 |
| Equitable Distributors, Llc | New York | NY | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-14 |
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