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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-04-24
NC RA APPROVED 2018-10-29
  • NY RA
    APPROVED
    Since 2026-04-24
  • NC RA
    APPROVED
    Since 2018-10-29

Branch Locations

7207 Ibm Drive 2Nd Fl, Charlotte, NC 28262 • United States

Mooresville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Guardian, Llc Charlotte NC 05/2012 06/2017
Axa Distributors, Llc Jersey City NJ 07/2017 02/2019
Axa Advisors Llc New York NY 10/2018 06/2020
Axa Distributors, Llc Charlotte NC 02/2019 06/2020
Equitable Advisors, Llc New York NY 10/2018 Present
Equitable Distributors, Llc Charlotte NC 07/2017 12/2023
Equitable Distributors, Llc New York NY 01/2024 Present
  • 05/2012 → 06/2017
    Capital Guardian, Llc
    Charlotte, NC
  • 07/2017 → 02/2019
    Axa Distributors, Llc
    Jersey City, NJ
  • 10/2018 → 06/2020
    Axa Advisors Llc
    New York, NY
  • 02/2019 → 06/2020
    Axa Distributors, Llc
    Charlotte, NC
  • 10/2018 → Present
    New York, NY
  • 07/2017 → 12/2023
    Equitable Distributors, Llc
    Charlotte, NC
  • 01/2024 → Present
    Equitable Distributors, Llc
    New York, NY
Previous Registrations
  • 2013-04-01 → 2017-06-22
    Capital Guardian Wealth Management, Llc
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-14
  • S66 Uniform Combined State Law Examination
    2013-03-14

View on SEC IAPD

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