Jamie Lee Schlag

Current Employers

Employment History

• 08/2012 → 03/2019
  Capital Financial Services, Inc.
  Minot, ND
• 03/2019 → 06/2024
  Gradient Securities, Llc
  Arden Hills, MN
• 07/2024 → Present
  Salient Capital L.P.
  Houston, TX
• 03/2025 → Present
  Sabrosa Venture Holdings, Llc
  Lamy, NM

Previous Registrations

• 2019-03-29 → 2024-07-08
  Gradient Securities, Llc
  Arden Hills, MN
  Arden Hills, MN
• 2013-10-21 → 2019-03-14
  Capital Financial Services, Inc.
  Minot, ND

Other Businesses

1. ESSENTIAL EDGE COMPLIANCE OUTSOURCING SERVICES, LLC; HOME ADDRESS ON FILE; CONSULTING; DIRECTOR; START 07/2024; 180 HRS PER MONTH; ALL OF WHICH ARE DURING SECURITIES TRADING HOURS; DUTIES INCLUDE: PROVIDE COMPLIANCE CONSULTING SERVICES TO BDs AND RIAs. 2. Sabrosa Venture Holdings, LLC; RIA; outsourced Chief Compliance Officer through Essential Edge; Start 3/2025;40 hours per month; All of which are during securities trading hours; Duties include: Providing outsourced CCO and compliance consulting services to firm. 2. Salient Capital, LP; 10000 Memorial Drive, STE 600, Houston TX; CCO; Start 7/2024; 180 HRS PER MONTH; ALL OF WHICH ARE DURING SECURITIES TRADING HOURS; DUTIES INCLUDE: CCO For broker-dealer

Exams

• S66 Uniform Combined State Law Examination
  2013-10-15

Other Names

• Jamie Lee Broeckel
• Jamie Lee Schlag
• Jamie Schlag