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Michael Mideum Han

LPl Enterprise, LLC

Sherman Oaks, CA

CRD 6113924

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-02
CA RA APPROVED 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2025-12-02
  • CA RA
    APPROVED
    Since 2024-11-14

Branch Locations

15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Los Angeles CA 03/2015 11/2024
The Prudential Insurance Company Of America Los Angeles CA 07/2015 Present
Lpl Enterprise, Llc El Segundo CA 11/2024 Present
Previous Registrations
Other Businesses

1. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-15
S63 Uniform Securities Agent State Law Examination 2015-06-20
  • S65 Uniform Investment Adviser Law Examination
    2017-07-15
  • S63 Uniform Securities Agent State Law Examination
    2015-06-20

View on SEC IAPD

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