Best Investors Account Sign in

Richard Wade Austin

Captrust

Charlotte, NC

Claim This Profile
Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-03-05
  • NC RA
    APPROVED
    Since 2025-03-05

Branch Locations

5605 Carnegie Boulevard - Suite 400, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carolinas Investment Consulting Llc Charlotte NC 09/2012 04/2025
Carolinas Wealth Consulting Llc Charlotte NC 05/2019 02/2025
Capfinancial Partners Llc (Captrust) Raleigh NC 01/2025 Present
Capfinancial Securities Llc Raleigh NC 04/2025 Present
  • 09/2012 → 04/2025
    Carolinas Investment Consulting Llc
    Charlotte, NC
  • 05/2019 → 02/2025
    Carolinas Wealth Consulting Llc
    Charlotte, NC
  • 01/2025 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
  • 04/2025 → Present
    Capfinancial Securities Llc
    Raleigh, NC
Previous Registrations
  • 2019-05-11 → 2025-07-14
    Carolinas Wealth Consulting Llc
    Charlotte, NC
    Charlotte, NC
  • 2013-07-18 → 2001-04-17
    Carolinas Investment Consulting Llc
    Charlotte, NC
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-18
  • S66 Uniform Combined State Law Examination
    2013-07-18

View on SEC IAPD

Other Firms

FIRST TRYON ADVISORS
MUIRFIELD WEALTH ADVISORS LLC
MAI CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC
ARKADIOS WEALTH ADVISORS
MODERA WEALTH MANAGEMENT, LLC
TLG ADVISORS, INC.
CAPITALA PRIVATE ADVISORS, LLC

Other Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
MICHELE V STUTTS
BRANDON RICHARD PHILLIPS
BERT DEEMS MAY
LEILA TARATUS EVANS
Lindie Rheeder
Emily Ruth Johnson

Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor