Nicholas Pavao

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → 01/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lincoln, RI
• 06/2014 → 01/2017
  Bank Of America, N.A.
  Lincoln, RI
• 08/2017 → 01/2020
  Pruco Securities, Llc
  San Diego, CA
• 01/2017 → 08/2017
  Unemployed
  Providence, RI
• 10/2017 → 01/2020
  The Prudential Insurance Company Of America
  San Diego, CA
• 08/2017 → 03/2018
  Lyft
  San Francisco, CA
• 09/2017 → 09/2019
  Ucsd Staderized Patient Program
  La Jolla, CA
• 02/2021 → 02/2022
  Citizens Securities, Inc.
  Johnston, RI
• 12/2019 → 02/2021
  Gobrands Logistics
  Providence, RI
• 02/2022 → 01/2023
  Citizens Securities, Inc.
  Johnston, RI
• 01/2023 → 08/2023
  Mutual Of Omaha
  Braintree, MA
• 10/2024 → Present
  Massmutual
  Springfield, MA
• 11/2024 → Present
  Mml Investors Services, Llc
  Providence, RI
• 10/2023 → 08/2024
  Trinity Academy For The Preforming Art
  Providence, RI

Previous Registrations

• 2023-03-23 → 2023-09-07
  Mutual Of Omaha Investor Services, Inc.
  Braintree, MA
• 2021-03-01 → 2023-02-01
  Citizens Securities, Inc.
  Johnston, RI
  Hudson, MA
  West Palm Beach, FL
  Allison Park, PA
• 2018-02-16 → 2020-01-29
  Pruco Securities, Llc.
  San Diego, CA
• 2013-07-24 → 2017-01-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lincoln, RI
  New York, NY
  Lincoln, RI
  Riverside, RI

Exams

• S66 Uniform Combined State Law Examination
  2013-07-23

Other Names

• Nicholas Jason Pavao-Griffin
• Nicholas J Pavao-Griffin
• Nicholas J Pavao
• Nicholas Pavao
• Nick Pavao