Joel Andrew Wolf

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-11-18

MN RA
APPROVED

Since 2013-11-18

Branch Locations

200 Vesey St., New York, NY 10281 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets	Minneapolis	MN	06/2008	Present

06/2008 → Present

Rbc Capital Markets

Minneapolis, MN

Previous Registrations

2002-01-30 → 2004-05-11

Rbc Capital Markets, Llc

Minneapolis, MN

Other Businesses

(1) NAME OF ENTITY: Dynamic Wolf LLC ADDRESS: 1701 Cielo Oeste Pl NW Albuquerque, NM 87120 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: LLC created by my wife and I to potentially purchase real estate in the future. CAPACITY: Other / 50% owner with my wife START DATE: 08/20/2023 DUTIES: Purchase and rent real estate. HOURS DEVOTED PER MONTH: 0 / LLC is not operational yet HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-05-04

S66 Uniform Combined State Law Examination

2001-05-04

View on SEC IAPD