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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-10-20
  • OH RA
    APPROVED
    Since 2020-10-20

Branch Locations

6059 Terrace Road Sw, Sherrodsville, OH 44675 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2012 10/2020
Northwestern Mutual Investment Services, Llc Canton OH 05/2013 10/2020
Northwestern Mutual Wealth Management Company Milwaukee WA 03/2017 10/2020
Guardian Life Insurance Company Beachwood OH 10/2020 10/2020
Park Avenue Securities Beachwood OH 10/2020 10/2020
Guardian Life Insurance Sherrodsville OH 10/2020 Present
Park Avenue Securities Sherrodsville OH 10/2020 Present
  • 08/2012 → 10/2020
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2013 → 10/2020
    Northwestern Mutual Investment Services, Llc
    Canton, OH
  • 03/2017 → 10/2020
    Northwestern Mutual Wealth Management Company
    Milwaukee, WA
  • 10/2020 → 10/2020
    Guardian Life Insurance Company
    Beachwood, OH
  • 10/2020 → 10/2020
    Park Avenue Securities
    Beachwood, OH
  • 10/2020 → Present
    Guardian Life Insurance
    Sherrodsville, OH
  • 10/2020 → Present
    Park Avenue Securities
    Sherrodsville, OH
Other Businesses

1. OIL AND GAS RIGHTS ON PROPERTY/100% Owner, ADDRESS: 7553 HILLTOP ST SW, CARROLLTON, OHIO, 44615 UNITED STATES, START DATE: 8/1/2016, NUMBER OF HOURS PER MONTH AND NUMBER OF HOURS DURING NORMAL BUSINESS HOURS: 0,0, INVESTMENT RELATED: YES, 2. :LIGGETT FARMS LLC/ 10% OWNER, ADDRESS:3290 PLEASANT VALLEY RD SE, DENNISON, OHIO, 44621 UNITED STATES, START DATE: 05/07/2018, NUMBER OF HOURS PER MONTH AND NUMBER OF HOURS DURING NORMAL BUSINESS HOURS: 1,1, INVESTMENT RELATED: NO, 3. Rental Properties/ 100% OWNER, ADDRESS: 6240 ROSWELL RD SW, SHERRODSVILLE,OHIO,44675, UNITED STATES, START DATE:04/27/2018, NUMBER OF HOURS PER MONTH AND NUMBER OF HOURS DURING NORMAL BUSINESS HOURS: 0,0, INVESTMENT RELATED: YES, 4. Outside Insurance Activities, ADDRESS: 6059 Terrace RD SW Sherrodsville, Oh 44675, START DATE: 10/01/2013, NUMBER OF HOURS PER MONTH AND NUMBER OF HOURS DURING NORMAL BUSINESS HOURS: 2,2, INVESTMENT RELATED: NO, 5) Zoar View Land Holdings LLC-real estate, Start date: 08/19/2021, Address: 7905 Dover Zoar Rd NE Dover, Ohio 44622, 2 total hour per month; 2 during securities trading hours, Investment related, No annual compensation, 6) Liggett Properties LLC-owner/president, Start date: 08/19/2019, Address: 6059 Terrace Rd SW Sherrodsville, Ohio 44675, 2 total hour per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation, 7) Liggett Business Management, Inc.-Management of my multiple entities listed in my OBA, Start date: 11/19/2020, Address: 6059 Terrace Rd SW Sherrodsville, Ohio 44675, 0 total hour per month; Investment related, No annual compensation, 8) Power of Attorney-spouse, Start date: 06/15/2021, Address: 6059 Terrace Rd SW Sherrodsville, Ohio 44675, 0 total hour per month; Not investment related, No annual compensation, 9) Liggett Financial, Inc.-owner, Start date: 11/19/2020, Address: 6059 Terrace Rd SW Sherrodsville, Ohio 44675, 200 total hour per month; 150 during securities trading hours, Investment related, More than 10% annual compensation,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-12-13
  • S63 Uniform Securities Agent State Law Examination
    2014-12-13
Other Names
  • Clantz David Liggett
  • Clantz Liggett

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