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Sandra Morrison

Smi Advisory Services, LLC

Columbus, IN

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Current Employers
Smi Advisory Services, Llc

4400 Ray Boll Blvd., Columbus, IN 47203 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2013-01-04
  • IN RA
    APPROVED
    Since 2013-01-04

Branch Locations

4400 Ray Boll Blvd., Columbus, IN 47203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Smi Advisory Services Columbus IN 06/2011 Present
Unified Financial Securities Indianapolis IN 04/2014 Present
  • 06/2011 → Present
    Smi Advisory Services
    Columbus, IN
  • 04/2014 → Present
    Unified Financial Securities
    Indianapolis, IN
Other Businesses

SMI ADVISORY SERVICES: RELAY FUND RELATED INFORMATION SUCH AS PERFORMANCE AND FUND OBJECTIVES, SEND OUT FUND RELATED MATERIALS. 40/WEEK.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-01-03
  • S65 Uniform Investment Adviser Law Examination
    2013-01-03

View on SEC IAPD

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Other Offices

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · COLUMBUS, IN
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W&S BROKERAGE SERVICES, INC. · Columbus, IN
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