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Michael J Harris

Sei Investments Management Corp

Oaks, PA

Columbus, OH

CRD 6113264

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Employer firm

Sei Investments Management Corp CRD 105146

$216B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Sei Investments Management Corp

One Freedom Valley Drive, Oaks, PA 19456 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-01-04
PA RA APPROVED 2013-06-24
  • OH RA
    APPROVED
    Since 2016-01-04
  • PA RA
    APPROVED
    Since 2013-06-24

Branch Locations

One Freedom Valley Drive, Oaks, PA 19456 • United States

Columbus, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sei Investments Company Oaks PA 04/2013 Present
Simc Oaks PA 04/2013 Present
Sidco Oaks PA 04/2013 Present
  • 04/2013 → Present
    Sei Investments Company
    Oaks, PA
  • 04/2013 → Present
    Simc
    Oaks, PA
  • 04/2013 → Present
    Sidco
    Oaks, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-03-09
S63 Uniform Securities Agent State Law Examination 2012-12-17
  • S65 Uniform Investment Adviser Law Examination
    2013-03-09
  • S63 Uniform Securities Agent State Law Examination
    2012-12-17
Other Names
  • Michael Harris

View on SEC IAPD

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