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15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-01 |
Branch Locations
15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States
15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Plan | Dallas | TX | 08/2012 | 01/2018 |
| M Holdings Securities, Inc. | Portland | OR | 10/2012 | 10/2018 |
| Southern Wealth Management, Lp | Dallas | TX | 10/2018 | 10/2021 |
| Southern Wealth Securities, Llc | Dallas | TX | 10/2018 | 09/2021 |
| Lion Street Financial | Dallas | TX | 10/2021 | 10/2023 |
| Lion Street Advisors | Dallas | TX | 10/2021 | 10/2023 |
| 360 Wealth Planners | Dallas | TX | 11/2023 | Present |
| Lpl Financial Llc | Dallas | TX | 11/2023 | Present |
1)11/02/2023 - 360 WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - start: 11/2023 2)11/02/2023 - Notary - State of TX - Start: 08/2021 3)11/07/2023 - Advisor Resource Council - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Admin - Start Date: 11/01/2023 - 160 Hrs/Mo; 8 Hrs During Trading - I provide administrative support to Advisor Resource Council, an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 11/07/2023 - Advisor Resource Council DBA 360 Wealth Planners LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin - Start Date: 11/01/2023 - 160 Hrs/Mo; 8 Hrs During Trading - I provide administrative support to Advisor Resource Council, an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2013-02-04 |
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