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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 08/2012 | 01/2019 |
| Bank Of America, N.A. | Houston | TX | 03/2013 | 01/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 12/2020 | Present |
| Gruver Diversified Investments, Llc | Houston | TX | 01/2019 | Present |
| Bank Of America, N.A. | Houston | TX | 03/2022 | Present |
Name of the other businessGruver Diversified Investments LLC Whether the business is investment-relatedNo, real estate only. I purchased and then sold a total of three homes in a two year period. Address of the other business236 Rice Blvd., Suite 411, Houston, TX 77005 Nature of the other businessReal estate only. I purchased and then sold a total of three single family homes in a two-year period. Your positionmanager of the LLC Title, or relationship with the other businessI oversee the general contractor and any sub-contractors and work with realtors to find properties for purchase Start date of your relationship01/2019 Approximate number of hours/month you devote to the other businessCurrently, I only devote about one hour a day (30 hours a month) searching for properties this will rise to about 3 hours a day if another property is purchased for rehab Number of hours you devote to the other business during securities trading hoursCurrently, I only devote about one hour a day searching for properties for purchase. This will rise to about 3 hours during the trading day if another property is purchased for rehab Briefly describe your duties relating to the other businessCurrently, I only devote about one hour a day searching for properties. I*448526, Entity Type: Entity For Profit, Name of OBA: Guver Diversified Investments LLC, Address: Houston, Texas 77005, Investment Related: N, Position, Title, Association: Other,Committee, Employee Start Date: 02/01/2021, No Hours: 30, No Hours during trading: 8, Duties: I plan to occasionally purchase, renovate and then sell single family homes using an LLC. When I purchase a property I am in charge of overseeing the contractor's work and working with the real estate agent to find properties..
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-05-24 |
| S66 | Uniform Combined State Law Examination | 2012-11-19 |
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